Search Result

121 - 140 of 886 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 2.4 Suitability

As Published: 2004

REC 2.4 Suitability

PERG 2.9 Regulated activities: exclusions applicable in certain circumstances

As Published: 2005

PERG 2.9 Regulated activities: exclusions applicable in certain circumstances

SUP 15.8 Notification in respect of particular products and services

As Published: 2001

SUP 15.8 Notification in respect of particular products and services

SUP 12.1 Application and purpose

As Published: 2004

SUP 12.1 Application and purpose

BIPRU 7.9 Use of a CAD 1 model

As Published: 2007

BIPRU 7.9 Use of a CAD 1 model

SUP 13.2 Introduction

As Published: 2001

SUP 13.2 Introduction

DISP App 1.6 Valuing Relevant Benefits

As Published: 2004

DISP App 1.6 Valuing Relevant Benefits

PERG 8.21 Company statements, announcements and briefings

As Published: 2005

PERG 8.21 Company statements, announcements and briefings

REC 4.2D Suspension and removal of financial instruments from trading

As Published: 2007

REC 4.2D Suspension and removal of financial instruments from trading

SUP 4.3 Appointment of actuaries

As Published: 2004

SUP 4.3 Appointment of actuaries

COLL 1.2 Types of authorised fund

As Published: 2004

COLL 1.2 Types of authorised fund

SUP 14.6 Cancelling qualification for authorisation

As Published: 2004

SUP 14.6 Cancelling qualification for authorisation

CASS 6.3 Depositing assets with third parties

As Published: 2007

CASS 6.3 Depositing assets with third parties

MCOB 5.6 Content of illustrations

As Published: 2004

MCOB 5.6 Content of illustrations

FEES 1.1 Application and Purpose

As Published: 2005

FEES 1.1 Application and Purpose

DEPP 7.2 Interviews

As Published: 2007

DEPP 7.2 Interviews

COLL 2.1 Authorised fund applications

As Published: 2004

COLL 2.1 Authorised fund applications

PERG 4.11 Link between activities and the United Kingdom

As Published: 2007

PERG 4.11 Link between activities and the United Kingdom

SUP 13.11 Record keeping

As Published: 2007

SUP 13.11 Record keeping

DISP 3.3 Dismissal without consideration of the merits and test cases

As Published: 2004

DISP 3.3 Dismissal without consideration of the merits and test cases