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Effective Period

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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 1.2 Introduction

As Published: 2007

PERG 1.2 Introduction

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PERG 8.13 Exemptions applying to financial promotions concerning deposits and certain contracts of insurance

As Published: 2005

PERG 8.13 Exemptions applying to financial promotions concerning deposits and certain contracts of insurance

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SUP 13.11 Record keeping

As Published: 2007

SUP 13.11 Record keeping

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LR 14.3 Continuing obligations

As Published: 2006

LR 14.3 Continuing obligations

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FEES 5.9 Leaving the Financial Ombudsman Service

As Published: 2006

FEES 5.9 Leaving the Financial Ombudsman Service

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COBS 2.3 Inducements

As Published: 2007

COBS 2.3 Inducements

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RCB 2.3 Determination of registration

As Published: 2008

RCB 2.3 Determination of registration

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APER 4.4 Statement of Principle 4

As Published: 2001

APER 4.4 Statement of Principle 4

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DTR 5.4 Aggregation of managed holdings

As Published: 2007

DTR 5.4 Aggregation of managed holdings

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SUP 8.1 Application and purpose

As Published: 2003

SUP 8.1 Application and purpose

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MCOB 8.3 Application of rules in MCOB 4

As Published: 2004

MCOB 8.3 Application of rules in MCOB 4

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REC 2.4 Suitability

As Published: 2004

REC 2.4 Suitability

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SUP 18.1 Application

As Published: 2001

SUP 18.1 Application

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PR 4.2 Third country issuers

As Published: 2005

PR 4.2 Third country issuers

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REC 4.7 The section 297 power to revoke recognition

As Published: 2007

REC 4.7 The section 297 power to revoke recognition

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COLL 6.3 Valuation and pricing

As Published: 2006

COLL 6.3 Valuation and pricing

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PR 1.2 Requirement for a prospectus and exemptions

As Published: 2005

PR 1.2 Requirement for a prospectus and exemptions

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SUP 7.1 Application and purpose

As Published: 2001

SUP 7.1 Application and purpose

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REC 6.6 Supervision

As Published: 2001

REC 6.6 Supervision

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SUP 9.4 Reliance on individual guidance

As Published: 2001

SUP 9.4 Reliance on individual guidance

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