Search Result

421 - 440 of 1002 items.

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 9.6 The investment condition (section 236(3) of the Act): general

As Published: 2005

PERG 9.6 The investment condition (section 236(3) of the Act): general

…

PERG 8.15 Financial promotions by members of the professions (articles 55 and 55A)

As Published: 2005

PERG 8.15 Financial promotions by members of the professions (articles 55 and 55A)

…

SUP 15.1 Application

As Published: 2002

SUP 15.1 Application

…

REC 3.16 Information technology systems

As Published: 2001

REC 3.16 Information technology systems

…

PERG 9.2 Introduction

As Published: 2005

PERG 9.2 Introduction

…

PERG 9.9 The investment condition : the 'satisfaction test' (section 236(3)(b) of the Act)

As Published: 2005

PERG 9.9 The investment condition : the 'satisfaction test' (section 236(3)(b) of the Act)

…

DTR 5.4 Aggregation of managed holdings

As Published: 2007

DTR 5.4 Aggregation of managed holdings

…

COBS 11.6 Use of dealing commission

As Published: 2007

COBS 11.6 Use of dealing commission

…

COBS 2.3 Inducements

As Published: 2007

COBS 2.3 Inducements

…

INSPRU 8.2 Special provisions for Lloyd's

As Published: 2006

INSPRU 8.2 Special provisions for Lloyd's

…

SUP 8.2 Introduction

As Published: 2003

SUP 8.2 Introduction

…

LR 3.3 Equity securities

As Published: 2007

LR 3.3 Equity securities

…

BIPRU 8.3 Scope and basic consolidation requirements for non-EEA sub-groups

As Published: 2006

BIPRU 8.3 Scope and basic consolidation requirements for non-EEA sub-groups

…

PERG 4.3 Regulated activities related to mortgages

As Published: 2005

PERG 4.3 Regulated activities related to mortgages

…

FEES 6.5 Compensation costs

As Published: 2006

FEES 6.5 Compensation costs

…

LR 14.2 Requirements for listing

As Published: 2007

LR 14.2 Requirements for listing

…

REC 2.13 Promotion and maintenance of standards

As Published: 2004

REC 2.13 Promotion and maintenance of standards

…

SUP 13.11 Record keeping

As Published: 2007

SUP 13.11 Record keeping

…

PERG 10.2 General issues

As Published: 2006

PERG 10.2 General issues

…

DTR 6.3 Dissemination of information

As Published: 2007

DTR 6.3 Dissemination of information

…