Search Result

841 - 860 of 965 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

BIPRU 13.7 Contractual netting

As Published: 2007

BIPRU 13.7 Contractual netting

PR 2.4 Incorporation by reference

As Published: 2007

PR 2.4 Incorporation by reference

DISP 1.9 Complaints record rule

As Published: 2007

DISP 1.9 Complaints record rule

PERG 14.8 Financial promotions

As Published: 2006

PERG 14.8 Financial promotions

PERG 13.1 Introduction

As Published: 2007

PERG 13.1 Introduction

PERG 2.4 Link between activities and the United Kingdom

As Published: 2007

PERG 2.4 Link between activities and the United Kingdom

LR 8.1 Application

As Published: 2005

LR 8.1 Application

FEES 4.1 Introduction

As Published: 2005

FEES 4.1 Introduction

PERG 8.31 Exclusions for advising on investments

As Published: 2007

PERG 8.31 Exclusions for advising on investments

DTR 1A.1 Application and purpose (Transparency rules)

As Published: 2006

DTR 1A.1 Application and purpose (Transparency rules)

PERG 1.4 General guidance to be found in PERG

As Published: 2006

PERG 1.4 General guidance to be found in PERG

LR 19.5 Disclosures

As Published: 2006

LR 19.5 Disclosures

LR 10.5 Class 1 requirements

As Published: 2007

LR 10.5 Class 1 requirements

DTR 1.4 Suspension of trading

As Published: 2007

DTR 1.4 Suspension of trading

MAR 6.4 Systematic internaliser reporting requirement

As Published: 2007

MAR 6.4 Systematic internaliser reporting requirement

REC 3.22 Restriction of, or instruction to close out, open positions

As Published: 2001

REC 3.22 Restriction of, or instruction to close out, open positions

COLL 1.2 Types of authorised fund

As Published: 2004

COLL 1.2 Types of authorised fund

PERG 14.7 Exemptions

As Published: 2006

PERG 14.7 Exemptions

SUP 11.1 Application

As Published: 2001

SUP 11.1 Application

SUP 13.5 Notices of intention

As Published: 2001

SUP 13.5 Notices of intention