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SUP App 3.9 Mapping of MiFID, Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

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BIPRU 8.7 Consolidated capital resources requirements

As Published: 2007

BIPRU 8.7 Consolidated capital resources requirements

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SUP 16.1 Application

As Published: 2001

SUP 16.1 Application

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MCOB 1.6 Application to mortgages in relation to the Consumer Credit Act 1974

As Published: 2004

MCOB 1.6 Application to mortgages in relation to the Consumer Credit Act 1974

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FEES 4.3 Periodic fee payable by firms (other than ICVCs and UCITS qualifiers)

PERG 2.9 Regulated activities: exclusions applicable in certain circumstances

PERG 2.5 Investments and activities: general

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SUP 12.4 What must a firm do when it appoints an appointed representative or an EEA tied agent?

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SYSC 4.2 Persons who effectively direct the business

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SUP 5.3 Policy on the use of skilled persons

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SUP App 3.9 Mapping of MiFID, Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

BIPRU 8.7 Consolidated capital resources requirements

SUP 16.1 Application

MCOB 1.6 Application to mortgages in relation to the Consumer Credit Act 1974