Search Result

761 - 780 of 880 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 10.5 Class 1 requirements

As Published: 2007

LR 10.5 Class 1 requirements

DTR 1.4 Suspension of trading

As Published: 2007

DTR 1.4 Suspension of trading

MCOB 2.8 Record keeping

As Published: 2006

MCOB 2.8 Record keeping

COLL 6.7 Payments

As Published: 2005

COLL 6.7 Payments

PRIN 1.2 Clients and the Principles

As Published: 2004

PRIN 1.2 Clients and the Principles

MAR 5.2 Purpose

As Published: 2007

MAR 5.2 Purpose

MAR 5.4 Finalisation of transactions

As Published: 2007

MAR 5.4 Finalisation of transactions

MAR 5.5 Monitoring compliance with the rules of the MTF

As Published: 2003

MAR 5.5 Monitoring compliance with the rules of the MTF

LR 10.2 Classifying transactions

As Published: 2007

LR 10.2 Classifying transactions

COBS 12.2 Investment research

As Published: 2007

COBS 12.2 Investment research

CRED 8.2 Components of capital

As Published: 2003

CRED 8.2 Components of capital

MCOB 9.4 Content of illustrations

As Published: 2004

MCOB 9.4 Content of illustrations

SYSC 13.6 People

As Published: 2007

SYSC 13.6 People

DISP App 1.4 Policy reconstruction

As Published: 2008

DISP App 1.4 Policy reconstruction

DTR 1A.4 Fees

As Published: 2007

DTR 1A.4 Fees

REC 2.17 Recognition requirements relating to the default rules of UK recognised bodies

As Published: 2004

REC 2.17 Recognition requirements relating to the default rules of UK recognised bodies

LR 16.4 Requirements with continuing application

As Published: 2007

LR 16.4 Requirements with continuing application

BIPRU 13.2 Unusual Transactions

As Published: 2007

BIPRU 13.2 Unusual Transactions

INSPRU 3.1 Market risk in insurance

As Published: 2006

INSPRU 3.1 Market risk in insurance

COBS 18.6 Lloyd's

As Published: 2007

COBS 18.6 Lloyd's