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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 3.26 Proposals to make regulatory provision

As Published: 2007

REC 3.26 Proposals to make regulatory provision

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

As Published: 2006

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

LR 14.3 Continuing obligations

As Published: 2006

LR 14.3 Continuing obligations

SYSC 9.1 General rules on record-keeping

As Published: 2007

SYSC 9.1 General rules on record-keeping

DISP App 1.3 Remortgaging

As Published: 2008

DISP App 1.3 Remortgaging

SUP 6.5 Ending authorisation

As Published: 2001

SUP 6.5 Ending authorisation

CRED 10.1 Application and purpose

As Published: 2003

CRED 10.1 Application and purpose

PERG 6.7 Examples

As Published: 2005

PERG 6.7 Examples

SYSC 13.6 People

As Published: 2007

SYSC 13.6 People

RCB 3.2 Annual confirmations of compliance

As Published: 2008

RCB 3.2 Annual confirmations of compliance

LR 5.2 Cancelling listing

As Published: 2007

LR 5.2 Cancelling listing

REC 3.7 Auditors

As Published: 2001

REC 3.7 Auditors

DISP 2.5 To which activities does the Voluntary Jurisdiction apply?

As Published: 2005

DISP 2.5 To which activities does the Voluntary Jurisdiction apply?

FEES 4.2 Obligation to pay periodic fees

As Published: 2006

FEES 4.2 Obligation to pay periodic fees

SUP App 2.15 Run-off plans for closed with-profits funds

As Published: 2005

SUP App 2.15 Run-off plans for closed with-profits funds

SUP 11.4 Requirements on firms

As Published: 2004

SUP 11.4 Requirements on firms

RCB 3.6 Fees and other matters

RCB 3.6 Fees and other matters

SUP 16.5 Annual Close Links Reports

As Published: 2001

SUP 16.5 Annual Close Links Reports

LR 15.2 Requirements for listing

As Published: 2007

LR 15.2 Requirements for listing

PERG 2.5 Investments and activities: general

As Published: 2006

PERG 2.5 Investments and activities: general