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REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

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SUP 5.5 Duties of firms

As Published: 2007

SUP 5.5 Duties of firms

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REC 6A.2 Removal of passport rights from EEA market operator

As Published: 2007

REC 6A.2 Removal of passport rights from EEA market operator

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BIPRU 8.5 Basis of consolidation

As Published: 2007

BIPRU 8.5 Basis of consolidation

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FEES 2.1 Introduction

As Published: 2005

FEES 2.1 Introduction

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REC 3.1 Application and purpose

SUP 8.1 Application and purpose

INSPRU 1.5 Internal-contagion risk

PERG 13.3 Investment Services and Activities

PERG 13.6 The recast Capital Adequacy Directive

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SUP 3.10 Duties of auditors: notification and report on client assets

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APER 3.1 Introduction

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SYSC 3.1 Systems and Controls

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

SUP 5.5 Duties of firms

REC 6A.2 Removal of passport rights from EEA market operator

BIPRU 8.5 Basis of consolidation

FEES 2.1 Introduction