Search Result

121 - 140 of 677 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 6.2 Applications

As Published: 2007

REC 6.2 Applications

SUP 2.1 Application and purpose

As Published: 2003

SUP 2.1 Application and purpose

MCOB 1.3 General application: where?

As Published: 2004

MCOB 1.3 General application: where?

COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

As Published: 2005

COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

SUP 13.12 Sources of further information

As Published: 2001

SUP 13.12 Sources of further information

PERG 8.3 Financial promotion

As Published: 2005

PERG 8.3 Financial promotion

DTR 6.2 Filing information and use of language

As Published: 2007

DTR 6.2 Filing information and use of language

PR 4.1 Use of languages

As Published: 2005

PR 4.1 Use of languages

PERG 8.17 Financial promotions concerning agreements for qualifying credit

As Published: 2005

PERG 8.17 Financial promotions concerning agreements for qualifying credit

REC 3.14A Operation of a regulated market or MTF

As Published: 2007

REC 3.14A Operation of a regulated market or MTF

REC 6A.1 Exercise of passport rights by EEA market operator

As Published: 2007

REC 6A.1 Exercise of passport rights by EEA market operator

SUP 11.1 Application

As Published: 2001

SUP 11.1 Application

SUP 11.8 Changes in the circumstances of existing controllers

As Published: 2004

SUP 11.8 Changes in the circumstances of existing controllers

PERG 8.21 Company statements, announcements and briefings

As Published: 2005

PERG 8.21 Company statements, announcements and briefings

SUP 8.1 Application and purpose

As Published: 2003

SUP 8.1 Application and purpose

PERG 13.2 General

As Published: 2007

PERG 13.2 General

REC 2.5A Guidance on Public Interest Disclosure Act: Whistleblowing

As Published: 2006

REC 2.5A Guidance on Public Interest Disclosure Act: Whistleblowing

PERG 5.13 Appointed representatives

As Published: 2005

PERG 5.13 Appointed representatives

PERG 2.11 What to do now ?

As Published: 2007

PERG 2.11 What to do now ?

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

As Published: 2006

DTR 5.1 Notification of the acquisition or disposal of major shareholdings