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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COBS 10.7 Record keeping and retention periods for appropriateness records

As Published: 2007

COBS 10.7 Record keeping and retention periods for appropriateness records

MAR 1.3 Market abuse (insider dealing)

As Published: 2005

MAR 1.3 Market abuse (insider dealing)

SUP 3.4 Auditors' qualifications

As Published: 2007

SUP 3.4 Auditors' qualifications

CASS 6.2 Holding of client assets

As Published: 2007

CASS 6.2 Holding of client assets

LR 13.6 Related party circulars

As Published: 2007

LR 13.6 Related party circulars

PERG 6.5 General principles

As Published: 2005

PERG 6.5 General principles

SUP 9.1 Application and purpose

As Published: 2001

SUP 9.1 Application and purpose

SUP 8.8 Revoking waivers

As Published: 2001

SUP 8.8 Revoking waivers

GEN 1.2 Referring to approval by the FSA

As Published: 2005

GEN 1.2 Referring to approval by the FSA

PERG 1.1 Application and purpose

As Published: 2005

PERG 1.1 Application and purpose

SUP 13.10 Applicable provisions

As Published: 2001

SUP 13.10 Applicable provisions

SUP 14.5 Variation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives

As Published: 2001

SUP 14.5 Variation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives

PERG 10.4A The application of EU Directives

As Published: 2006

PERG 10.4A The application of EU Directives

COBS 14.3 Information about designated investments

As Published: 2007

COBS 14.3 Information about designated investments

PERG 14.5 The ‘by-way-of-business’ test

As Published: 2006

PERG 14.5 The ‘by-way-of-business’ test

SUP 11.6 Subsequent notification requirements by firms

As Published: 2004

SUP 11.6 Subsequent notification requirements by firms

MCOB 5.1 Application

As Published: 2004

MCOB 5.1 Application

RCB 3.4 Covered Bond issuance notifications

As Published: 2008

RCB 3.4 Covered Bond issuance notifications

LR 16.1 Application

As Published: 2005

LR 16.1 Application

CRED 7.1 Application, purpose and interpretation

As Published: 2004

CRED 7.1 Application, purpose and interpretation