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Effective Period

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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COND 2.2 Threshold condition 2: Location of offices

As Published: 2004

COND 2.2 Threshold condition 2: Location of offices

SUP 3.1 Application

As Published: 2001

SUP 3.1 Application

DTR 1A.2 Modifying rules and consulting the FSA

As Published: 2005

DTR 1A.2 Modifying rules and consulting the FSA

DEPP 6.7 Discount for early settlement

As Published: 2007

DEPP 6.7 Discount for early settlement

SYSC 10.2 Chinese walls

As Published: 2007

SYSC 10.2 Chinese walls

REC 2.12 Availability of relevant information and admission of financial instruments to trading (UK RIEs only)

As Published: 2004

REC 2.12 Availability of relevant information and admission of financial instruments to trading (UK RIEs only)

PR 2.2 Format of prospectus

As Published: 2005

PR 2.2 Format of prospectus

SUP 9.3 Giving individual guidance to a firm on the FSA's own initiative

As Published: 2004

SUP 9.3 Giving individual guidance to a firm on the FSA's own initiative

GEN 1.3 Emergency

As Published: 2003

GEN 1.3 Emergency

DTR 1B.1 Application and purpose (Corporate governance)

As Published: 2008

DTR 1B.1 Application and purpose (Corporate governance)

FEES 6.1 Application

As Published: 2005

FEES 6.1 Application

SUP App 3.3 Background

As Published: 2004

SUP App 3.3 Background

GENPRU 3.1 Application

As Published: 2006

GENPRU 3.1 Application

ICOBS 6.1 General

As Published: 2007

ICOBS 6.1 General

REC 2.9 Transaction recording

As Published: 2004

REC 2.9 Transaction recording

COLL 8.5 Powers and responsibilities

As Published: 2006

COLL 8.5 Powers and responsibilities

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

As Published: 2006

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

DTR 7.2 Corporate governance statements

As Published: 2008

DTR 7.2 Corporate governance statements

SUP 7.3 Criteria for varying a firm's permission

As Published: 2004

SUP 7.3 Criteria for varying a firm's permission

PR 5.3 Certificate of approval

As Published: 2007

PR 5.3 Certificate of approval