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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

CASS 5.4 Non-statutory client money trust

As Published: 2004

CASS 5.4 Non-statutory client money trust

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LR 3.3 Equity securities

As Published: 2007

LR 3.3 Equity securities

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DTR 5.1 Notification of the acquisition or disposal of major shareholdings

As Published: 2006

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

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SUP 11.2 Purpose

As Published: 2004

SUP 11.2 Purpose

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PERG 13.4 Financial Instruments

As Published: 2007

PERG 13.4 Financial Instruments

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LR 10.2 Classifying transactions

As Published: 2007

LR 10.2 Classifying transactions

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REC 3.2 Form and method of notification

As Published: 2001

REC 3.2 Form and method of notification

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MCOB 10.4 Total charge for credit

As Published: 2005

MCOB 10.4 Total charge for credit

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TC 2.1 Assessing and maintaining competence

As Published: 2002

TC 2.1 Assessing and maintaining competence

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PERG 10.4A The application of EU Directives

As Published: 2006

PERG 10.4A The application of EU Directives

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APER 4.6 Statement of Principle 6

As Published: 2001

APER 4.6 Statement of Principle 6

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DTR 1.4 Suspension of trading

As Published: 2007

DTR 1.4 Suspension of trading

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ICOBS 4.1 General requirements for insurance intermediaries

As Published: 2007

ICOBS 4.1 General requirements for insurance intermediaries

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RCB 2.3 Determination of registration

As Published: 2008

RCB 2.3 Determination of registration

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COBS 11.6 Use of dealing commission

As Published: 2007

COBS 11.6 Use of dealing commission

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LR 8.2 When a sponsor must be appointed or its assistance obtained

As Published: 2007

LR 8.2 When a sponsor must be appointed or its assistance obtained

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DTR 5.8 Procedures for the notification and disclosure of major holdings

As Published: 2007

DTR 5.8 Procedures for the notification and disclosure of major holdings

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REC 2.9 Transaction recording

As Published: 2004

REC 2.9 Transaction recording

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MCOB 6.8 Home purchase plans

As Published: 2006

MCOB 6.8 Home purchase plans

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MCOB 13.4 Arrears: provision of information to the customer of a regulated mortgage contract

As Published: 2006

MCOB 13.4 Arrears: provision of information to the customer of a regulated mortgage contract

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