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SUP App 3.9 Mapping of MiFID, Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

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MAR 1.2 Market Abuse: general

As Published: 2002

MAR 1.2 Market Abuse: general

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PERG 6.6 The factors

As Published: 2005

PERG 6.6 The factors

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ICOBS 5.3 Advised sales

As Published: 2008

ICOBS 5.3 Advised sales

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PERG 9.9 The investment condition : the 'satisfaction test' (section 236(3)(b) of the Act)

As Published: 2005

PERG 9.9 The investment condition : the 'satisfaction test' (section 236(3)(b) of the Act)

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ICOBS 5.1 General

COLL 7.4 Winding up an AUT and terminating a sub-fund of an AUT

APER 4.4 Statement of Principle 4

COLL 8.3 Investor relations

LR 17.3 Requirements with continuing application

COLL 8.4 Investment and borrowing powers

LR 7.2 The Listing Principles

COBS 2.3 Inducements

DISP 1.11 The Society of Lloyd's

COBS 4.6 Past, simulated past and future performance

LR 14.3 Continuing obligations

BIPRU 4.4 The IRB approach: Exposures to corporates, institutions and sovereigns

DISP 1.10 Complaints reporting rules

SUP 15.3 General notification requirements

LR 15.2 Requirements for listing

SUP App 3.9 Mapping of MiFID, Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

MAR 1.2 Market Abuse: general

PERG 6.6 The factors

ICOBS 5.3 Advised sales

PERG 9.9 The investment condition : the 'satisfaction test' (section 236(3)(b) of the Act)