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REC 3.20 Disciplinary action relating to members
As Published: 2001
REC 3.20 Disciplinary action relating to members
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DTR 5.5 Acquisition or disposal by issuer of shares
As Published: 2007
DTR 5.5 Acquisition or disposal by issuer of shares
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SYSC 13.4 Requirements to notify the FSA
As Published: 2006
SYSC 13.4 Requirements to notify the FSA
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REC 3.22 Restriction of, or instruction to close out, open positions
As Published: 2001
REC 3.22 Restriction of, or instruction to close out, open positions
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REC 3.5 Disciplinary action and events relating to key individuals
As Published: 2001
REC 3.5 Disciplinary action and events relating to key individuals
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DTR 1.5 Fees, market abuse safe harbours and sanctions
As Published: 2005
DTR 1.5 Fees, market abuse safe harbours and sanctions
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COBS 4.3 Financial promotions to be identifiable as such
As Published: 2007
COBS 4.3 Financial promotions to be identifiable as such
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DTR 1.2 Modifying rules and consulting the FSA
As Published: 2005
DTR 1.2 Modifying rules and consulting the FSA
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PERG 8.18 Financial promotions concerning the Lloyd’s market
As Published: 2007
PERG 8.18 Financial promotions concerning the Lloyd’s market
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DEPP 3.4 Urgent supervisory notice cases
As Published: 2007
DEPP 3.4 Urgent supervisory notice cases
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