Search Result

561 - 580 of 681 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 3.22 Restriction of, or instruction to close out, open positions

As Published: 2001

REC 3.22 Restriction of, or instruction to close out, open positions

DISP 1.9 Complaints record rule

As Published: 2007

DISP 1.9 Complaints record rule

SYSC 13.1 Application

As Published: 2006

SYSC 13.1 Application

SUP 13A.8 Sources of further information

As Published: 2006

SUP 13A.8 Sources of further information

REC 3.23 Default

As Published: 2001

REC 3.23 Default

COLL 9.1 Application and general information

As Published: 2004

COLL 9.1 Application and general information

REC 6.8 Powers of direction and revocation of recognition orders

As Published: 2001

REC 6.8 Powers of direction and revocation of recognition orders

GEN 1.1 Application

As Published: 2003

GEN 1.1 Application

MAR 5.1 Application

As Published: 2007

MAR 5.1 Application

PERG 8.31 Exclusions for advising on investments

As Published: 2007

PERG 8.31 Exclusions for advising on investments

MCOB 8.1 Application

As Published: 2004

MCOB 8.1 Application

CASS 3.1 Application and Purpose

As Published: 2007

CASS 3.1 Application and Purpose

CASS 8.1 Application

As Published: 2007

CASS 8.1 Application

MCOB 6.1 Application

As Published: 2004

MCOB 6.1 Application

COBS 9.2 Assessing suitability

As Published: 2007

COBS 9.2 Assessing suitability

SUP 18.4 Friendly Society transfers and amalgamations

As Published: 2001

SUP 18.4 Friendly Society transfers and amalgamations

SUP 4.3 Appointment of actuaries

As Published: 2004

SUP 4.3 Appointment of actuaries

COBS 2.3 Inducements

As Published: 2007

COBS 2.3 Inducements

COLL 5.5 Cash, borrowing, lending and other provisions

As Published: 2006

COLL 5.5 Cash, borrowing, lending and other provisions

MAR 5.3 Trading process requirements

As Published: 2007

MAR 5.3 Trading process requirements