Search Result

481 - 500 of 840 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

FIT 2.1 Honesty, integrity and reputation

As Published: 2003

FIT 2.1 Honesty, integrity and reputation

SUP 15.5 Core information requirements

As Published: 2005

SUP 15.5 Core information requirements

RCB 2.2 Applying for registration

As Published: 2008

RCB 2.2 Applying for registration

FEES 5.4 Information requirement

As Published: 2007

FEES 5.4 Information requirement

PERG 1.4 General guidance to be found in PERG

As Published: 2006

PERG 1.4 General guidance to be found in PERG

REC 2.10 Financial crime and market abuse

As Published: 2004

REC 2.10 Financial crime and market abuse

MAR 6.1 Application

As Published: 2007

MAR 6.1 Application

PERG 8.25 Advice must relate to an investment which is a security or contractually based investment

As Published: 2006

PERG 8.25 Advice must relate to an investment which is a security or contractually based investment

PERG 5.2 Introduction

As Published: 2005

PERG 5.2 Introduction

PERG 8.1 Application and purpose

As Published: 2005

PERG 8.1 Application and purpose

REC 3.8 Financial and other information

As Published: 2001

REC 3.8 Financial and other information

LR 3.2 Application for admission to listing

As Published: 2005

LR 3.2 Application for admission to listing

REC 3.14A Operation of a regulated market or MTF

As Published: 2007

REC 3.14A Operation of a regulated market or MTF

PERG 8.36 Illustrative tables

As Published: 2005

PERG 8.36 Illustrative tables

REC 3.3 Waivers

As Published: 2001

REC 3.3 Waivers

LR 8.3 Role of a sponsor: general

As Published: 2005

LR 8.3 Role of a sponsor: general

SUP 3.7 Notification of matters raised by auditor

As Published: 2004

SUP 3.7 Notification of matters raised by auditor

SUP 13A.8 Sources of further information

As Published: 2006

SUP 13A.8 Sources of further information

SUP App 2.1 Application

As Published: 2004

SUP App 2.1 Application

SYSC 1.2 Purpose

As Published: 2006

SYSC 1.2 Purpose