Search Result

401 - 420 of 695 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 5.1 Application and purpose

As Published: 2001

SUP 5.1 Application and purpose

REC 3.2 Form and method of notification

As Published: 2001

REC 3.2 Form and method of notification

PR 1.1 Preliminary

As Published: 2005

PR 1.1 Preliminary

PR 2.4 Incorporation by reference

As Published: 2007

PR 2.4 Incorporation by reference

SYSC 3.1 Systems and Controls

As Published: 2006

SYSC 3.1 Systems and Controls

COLL 7.5 Schemes or sub-funds that are not commercially viable

As Published: 2004

COLL 7.5 Schemes or sub-funds that are not commercially viable

LR 15.5 Transactions

As Published: 2007

LR 15.5 Transactions

LR 8.4 Role of a sponsor: transactions

As Published: 2007

LR 8.4 Role of a sponsor: transactions

ICOBS 6.2 Pre-contract information: general insurance contracts

As Published: 2008

ICOBS 6.2 Pre-contract information: general insurance contracts

LR 18.4 Continuing obligations

As Published: 2006

LR 18.4 Continuing obligations

PR 1.2 Requirement for a prospectus and exemptions

As Published: 2005

PR 1.2 Requirement for a prospectus and exemptions

SUP 16.4 Annual controllers report

As Published: 2001

SUP 16.4 Annual controllers report

LR 5.3 Requests to cancel or suspend

As Published: 2007

LR 5.3 Requests to cancel or suspend

SUP 3.5 Auditors' independence

As Published: 2008

SUP 3.5 Auditors' independence

PRIN 3.3 Where?

As Published: 2002

PRIN 3.3 Where?

MAR 4.4 Exceptions

As Published: 2001

MAR 4.4 Exceptions

REC 2.12 Availability of relevant information and admission of financial instruments to trading (UK RIEs only)

As Published: 2004

REC 2.12 Availability of relevant information and admission of financial instruments to trading (UK RIEs only)

FIT 2.3 Financial soundness

As Published: 2001

FIT 2.3 Financial soundness

RCB 3.3 Asset pool notifications

As Published: 2008

RCB 3.3 Asset pool notifications

BIPRU 2.2 Internal capital adequacy standards

As Published: 2006

BIPRU 2.2 Internal capital adequacy standards