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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

BIPRU 1.1 Application

As Published: 2006

BIPRU 1.1 Application

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MAR 1.4 Market abuse (improper disclosure)

As Published: 2001

MAR 1.4 Market abuse (improper disclosure)

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COLL 7.1 Introduction

As Published: 2007

COLL 7.1 Introduction

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FIT 2.3 Financial soundness

As Published: 2001

FIT 2.3 Financial soundness

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REC 3.13 Delegation of relevant functions

As Published: 2001

REC 3.13 Delegation of relevant functions

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PERG 8.17A Financial promotions concerning insurance mediation activities

As Published: 2005

PERG 8.17A Financial promotions concerning insurance mediation activities

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COBS 4.1 Application

As Published: 2007

COBS 4.1 Application

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PERG 8.33 Introducing

As Published: 2007

PERG 8.33 Introducing

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PERG 8.7 Engage in investment activity

As Published: 2005

PERG 8.7 Engage in investment activity

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SYSC 10.1 Application

As Published: 2006

SYSC 10.1 Application

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CASS 5.4 Non-statutory client money trust

As Published: 2004

CASS 5.4 Non-statutory client money trust

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PR 4.1 Use of languages

As Published: 2005

PR 4.1 Use of languages

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REC 2.16 Complaints

As Published: 2004

REC 2.16 Complaints

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DTR 6.3 Dissemination of information

As Published: 2007

DTR 6.3 Dissemination of information

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DISP App 1.6 Valuing Relevant Benefits

As Published: 2004

DISP App 1.6 Valuing Relevant Benefits

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REC 3.22 Restriction of, or instruction to close out, open positions

As Published: 2001

REC 3.22 Restriction of, or instruction to close out, open positions

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PERG 14.5 The ‘by-way-of-business’ test

As Published: 2006

PERG 14.5 The ‘by-way-of-business’ test

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FEES 6.7 Payment of levies

As Published: 2006

FEES 6.7 Payment of levies

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PERG 8.23 Regulated activities

As Published: 2006

PERG 8.23 Regulated activities

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PR 5.5 Persons responsible for a prospectus

As Published: 2005

PR 5.5 Persons responsible for a prospectus

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