Search Result

301 - 320 of 849 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 2.7 Access to facilities

As Published: 2004

REC 2.7 Access to facilities

COLL 8.1 Introduction

As Published: 2007

COLL 8.1 Introduction

DTR 5.8 Procedures for the notification and disclosure of major holdings

As Published: 2007

DTR 5.8 Procedures for the notification and disclosure of major holdings

LR 15.6 Notifications and periodic financial information

As Published: 2007

LR 15.6 Notifications and periodic financial information

SYSC 1.4 Application of SYSC 11 to SYSC 18

As Published: 2006

SYSC 1.4 Application of SYSC 11 to SYSC 18

LR 19.4 Continuing obligations

As Published: 2006

LR 19.4 Continuing obligations

COBS 12.2 Investment research

As Published: 2007

COBS 12.2 Investment research

SUP 13.6 Changes to branches

As Published: 2001

SUP 13.6 Changes to branches

BIPRU 14.2 Calculation of the capital requirement for CCR

As Published: 2006

BIPRU 14.2 Calculation of the capital requirement for CCR

SUP 12.3 What responsibility does a firm have for its appointed representatives or EEA tied agent?

As Published: 2007

SUP 12.3 What responsibility does a firm have for its appointed representatives or EEA tied agent?

REC 6.3 Recognition requirements

As Published: 2004

REC 6.3 Recognition requirements

PERG 8.3 Financial promotion

As Published: 2005

PERG 8.3 Financial promotion

LR 17.4 [deleted]

As Published: 2006

LR 17.4 [deleted]

APER 4.6 Statement of Principle 6

As Published: 2001

APER 4.6 Statement of Principle 6

SUP 12.7 Notification requirements

As Published: 2002

SUP 12.7 Notification requirements

LR 1.4 Miscellaneous

As Published: 2005

LR 1.4 Miscellaneous

PERG 14.5 The ‘by-way-of-business’ test

As Published: 2006

PERG 14.5 The ‘by-way-of-business’ test

PERG 5.4 The business test

As Published: 2005

PERG 5.4 The business test

GEN 4.3 Letter disclosure

As Published: 2005

GEN 4.3 Letter disclosure

SUP 11.4 Requirements on firms

As Published: 2004

SUP 11.4 Requirements on firms