Search Result

461 - 480 of 960 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

GEN 5.1 Application and purpose

As Published: 2003

GEN 5.1 Application and purpose

MCOB 2.7A E-Commerce

As Published: 2007

MCOB 2.7A E-Commerce

SUP 13A.8 Sources of further information

As Published: 2006

SUP 13A.8 Sources of further information

LR 2.1 Preliminary

As Published: 2005

LR 2.1 Preliminary

MAR 4.4 Exceptions

As Published: 2001

MAR 4.4 Exceptions

SUP 3.2 Purpose

As Published: 2001

SUP 3.2 Purpose

PR 1.1 Preliminary

As Published: 2005

PR 1.1 Preliminary

REC 1.2 Purpose, status and quotations

As Published: 2004

REC 1.2 Purpose, status and quotations

COLL 7.6 Schemes of arrangement

As Published: 2004

COLL 7.6 Schemes of arrangement

REC 3.5 Disciplinary action and events relating to key individuals

As Published: 2001

REC 3.5 Disciplinary action and events relating to key individuals

INSPRU 3.1 Market risk in insurance

As Published: 2006

INSPRU 3.1 Market risk in insurance

FIT 1.3 Assessing fitness and propriety

As Published: 2003

FIT 1.3 Assessing fitness and propriety

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

As Published: 2006

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

MAR 5.7 Pre-trade transparency requirements for shares

As Published: 2007

MAR 5.7 Pre-trade transparency requirements for shares

PERG 8.6 Communicate

As Published: 2005

PERG 8.6 Communicate

COBS 5.1 The distance marketing disclosure rules

As Published: 2007

COBS 5.1 The distance marketing disclosure rules

MCOB 4.5 Additional disclosure for distance mortgage mediation contracts and distance home purchase mediation contracts with retail customers

As Published: 2004

MCOB 4.5 Additional disclosure for distance mortgage mediation contracts and distance home purchase mediation contracts with retail customers

DTR 5.2 Acquisition or disposal of major proportions of voting rights

As Published: 2007

DTR 5.2 Acquisition or disposal of major proportions of voting rights

REC 2.14 Rules and consultation

As Published: 2004

REC 2.14 Rules and consultation

LR 4.4 Miscellaneous

As Published: 2007

LR 4.4 Miscellaneous