Search Result

401 - 420 of 590 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 11.5 Form of notification by firms

As Published: 2004

SUP 11.5 Form of notification by firms

COLL 9.3 Section 270 and 272 recognised schemes

As Published: 2004

COLL 9.3 Section 270 and 272 recognised schemes

SYSC 6.1 Compliance

As Published: 2006

SYSC 6.1 Compliance

FEES 2.1 Introduction

As Published: 2005

FEES 2.1 Introduction

PERG 8.11 Types of exemption under the Financial Promotion Order

As Published: 2005

PERG 8.11 Types of exemption under the Financial Promotion Order

COBS 18.2 Energy market activity and oil market activity

As Published: 2007

COBS 18.2 Energy market activity and oil market activity

ICOBS 1.1 The general application rule

As Published: 2007

ICOBS 1.1 The general application rule

LR 3.1 Application

As Published: 2005

LR 3.1 Application

CASS 1.2 General application: who? what?

As Published: 2003

CASS 1.2 General application: who? what?

DEPP 7.1 Application and purpose

As Published: 2007

DEPP 7.1 Application and purpose

REC 4.2E Information: compliance of UK RIEs with the MiFID Regulation

As Published: 2007

REC 4.2E Information: compliance of UK RIEs with the MiFID Regulation

BIPRU 11.5 Technical criteria on disclosure: General requirements

As Published: 2007

BIPRU 11.5 Technical criteria on disclosure: General requirements

PERG 7.5 When is it appropriate to apply for a certificate?

As Published: 2005

PERG 7.5 When is it appropriate to apply for a certificate?

RCB 3.5 Other notifications

As Published: 2008

RCB 3.5 Other notifications

COLL 5.3 Derivative exposure

As Published: 2005

COLL 5.3 Derivative exposure

MCOB 8.2 Purpose

As Published: 2006

MCOB 8.2 Purpose

MCOB 9.2 Purpose

As Published: 2006

MCOB 9.2 Purpose

LR 14.2 Requirements for listing

As Published: 2007

LR 14.2 Requirements for listing

PR 1.1 Preliminary

As Published: 2005

PR 1.1 Preliminary

PR 3.4 Supplementary prospectus

As Published: 2007

PR 3.4 Supplementary prospectus