Search Result

321 - 340 of 777 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 9.4 Facilities in the United Kingdom

As Published: 2004

COLL 9.4 Facilities in the United Kingdom

PRIN 3.1 Who?

As Published: 2007

PRIN 3.1 Who?

REC 6A.2 Removal of passport rights from EEA market operator

As Published: 2007

REC 6A.2 Removal of passport rights from EEA market operator

LR 19.2 Requirements for listing

As Published: 2005

LR 19.2 Requirements for listing

PERG 8.1 Application and purpose

As Published: 2005

PERG 8.1 Application and purpose

PERG 4.2 Introduction

As Published: 2005

PERG 4.2 Introduction

SYSC 13.8 External events and other changes

As Published: 2006

SYSC 13.8 External events and other changes

LR 5.5 Miscellaneous

As Published: 2007

LR 5.5 Miscellaneous

SUP 13.11 Record keeping

As Published: 2007

SUP 13.11 Record keeping

PERG 2.2 Introduction

As Published: 2007

PERG 2.2 Introduction

SUP 18.3 Insurance business transfers outside the United Kingdom

As Published: 2001

SUP 18.3 Insurance business transfers outside the United Kingdom

BIPRU 7.8 Securities underwriting

As Published: 2007

BIPRU 7.8 Securities underwriting

COND 2.2 Threshold condition 2: Location of offices

As Published: 2004

COND 2.2 Threshold condition 2: Location of offices

SUP App 3.2 Purpose

As Published: 2004

SUP App 3.2 Purpose

PERG 9.6 The investment condition (section 236(3) of the Act): general

As Published: 2005

PERG 9.6 The investment condition (section 236(3) of the Act): general

COLL 6.9 Independence, names and UCITS business restrictions

As Published: 2006

COLL 6.9 Independence, names and UCITS business restrictions

LR 4.2 Contents and format of listing particulars

As Published: 2005

LR 4.2 Contents and format of listing particulars

REC 1.2 Purpose, status and quotations

As Published: 2004

REC 1.2 Purpose, status and quotations

CASS 6.2 Holding of client assets

As Published: 2007

CASS 6.2 Holding of client assets

SYSC 13.4 Requirements to notify the FSA

As Published: 2006

SYSC 13.4 Requirements to notify the FSA