Search Result

81 - 100 of 815 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 3.1 Application and purpose

As Published: 2001

REC 3.1 Application and purpose

COLL 8.3 Investor relations

As Published: 2006

COLL 8.3 Investor relations

SUP 15.7 Form and method of notification

As Published: 2002

SUP 15.7 Form and method of notification

LR 15.4 Continuing obligations

As Published: 2007

LR 15.4 Continuing obligations

BIPRU 4.2 The IRB approach: High level material

As Published: 2006

BIPRU 4.2 The IRB approach: High level material

REC 6.7 Notification rules for overseas recognised bodies

As Published: 2001

REC 6.7 Notification rules for overseas recognised bodies

LR 12.4 Purchase of own equity shares

As Published: 2007

LR 12.4 Purchase of own equity shares

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

As Published: 2006

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

LR 8.4 Role of a sponsor: transactions

As Published: 2007

LR 8.4 Role of a sponsor: transactions

PERG 13.5 Exemptions from MiFID

As Published: 2007

PERG 13.5 Exemptions from MiFID

COLL 6.2 Dealing

As Published: 2005

COLL 6.2 Dealing

LR 17.5 Requirements for states, regional and local authorities and public international bodies

As Published: 2006

LR 17.5 Requirements for states, regional and local authorities and public international bodies

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

As Published: 2004

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

SUP App 2.15 Run-off plans for closed with-profits funds

As Published: 2005

SUP App 2.15 Run-off plans for closed with-profits funds

DTR 4.2 Half-yearly financial reports

As Published: 2007

DTR 4.2 Half-yearly financial reports

SYSC 7.1 Risk control

As Published: 2006

SYSC 7.1 Risk control

PERG 2.7 Activities: a broad outline

As Published: 2006

PERG 2.7 Activities: a broad outline

GENPRU 2.3 Application of GENPRU 2 to Lloyd's

As Published: 2006

GENPRU 2.3 Application of GENPRU 2 to Lloyd's

BIPRU 7.11 Credit derivatives in the trading book

As Published: 2007

BIPRU 7.11 Credit derivatives in the trading book

DISP 1.11 The Society of Lloyd's

As Published: 2007

DISP 1.11 The Society of Lloyd's