Search Result

401 - 420 of 996 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 15.8 Notification in respect of particular products and services

As Published: 2001

SUP 15.8 Notification in respect of particular products and services

PERG 2.4 Link between activities and the United Kingdom

As Published: 2007

PERG 2.4 Link between activities and the United Kingdom

LR 10.7 Transactions by specialist companies

As Published: 2005

LR 10.7 Transactions by specialist companies

FIT 2.3 Financial soundness

As Published: 2001

FIT 2.3 Financial soundness

PERG 7.7 Post-certification issues

As Published: 2005

PERG 7.7 Post-certification issues

PRIN 2.1 The Principles

As Published: 2001

PRIN 2.1 The Principles

DTR 2.2 Disclosure of inside information

As Published: 2005

DTR 2.2 Disclosure of inside information

MCOB 2.6A Protecting customers' interests: home purchase plans and home reversion plans

As Published: 2006

MCOB 2.6A Protecting customers' interests: home purchase plans and home reversion plans

SUP 13.6 Changes to branches

As Published: 2001

SUP 13.6 Changes to branches

DEPP 4.1 Executive decision maker

As Published: 2007

DEPP 4.1 Executive decision maker

FEES 3.1 Introduction

As Published: 2005

FEES 3.1 Introduction

REC 2.12 Availability of relevant information and admission of financial instruments to trading (UK RIEs only)

As Published: 2004

REC 2.12 Availability of relevant information and admission of financial instruments to trading (UK RIEs only)

SUP 21.1 Form of waiver for energy market participants

As Published: 2003

SUP 21.1 Form of waiver for energy market participants

LR 9.4 Documents requiring prior approval

As Published: 2005

LR 9.4 Documents requiring prior approval

PERG 2.10 Persons carrying on regulated activities who do not need authorisation

As Published: 2006

PERG 2.10 Persons carrying on regulated activities who do not need authorisation

LR 19.2 Requirements for listing

As Published: 2005

LR 19.2 Requirements for listing

PERG 5.11 Other aspects of exclusions

As Published: 2006

PERG 5.11 Other aspects of exclusions

REC 4.1 Application and purpose

As Published: 2007

REC 4.1 Application and purpose

PR 2.5 Omission of information

As Published: 2005

PR 2.5 Omission of information

COBS 4.6 Past, simulated past and future performance

As Published: 2007

COBS 4.6 Past, simulated past and future performance