Search Result

381 - 400 of 758 items.

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 3.2 Application for admission to listing

As Published: 2005

LR 3.2 Application for admission to listing

…

REC 3.14A Operation of a regulated market or MTF

As Published: 2007

REC 3.14A Operation of a regulated market or MTF

…

REC 3.14 Products, services and normal hours of operation

As Published: 2007

REC 3.14 Products, services and normal hours of operation

…

RCB 3.5 Other notifications

As Published: 2008

RCB 3.5 Other notifications

…

REC 3.15 Suspension of services and inability to operate facilities

As Published: 2007

REC 3.15 Suspension of services and inability to operate facilities

…

GEN 5.1 Application and purpose

As Published: 2003

GEN 5.1 Application and purpose

…

LR 8.3 Role of a sponsor: general

As Published: 2005

LR 8.3 Role of a sponsor: general

…

SUP 13A.6 Which rules will an incoming EEA firm be subject to?

As Published: 2007

SUP 13A.6 Which rules will an incoming EEA firm be subject to?

…

COLL 4.2 Pre-sale notifications

As Published: 2006

COLL 4.2 Pre-sale notifications

…

MIPRU 4.3 Calculation of annual income

As Published: 2006

MIPRU 4.3 Calculation of annual income

…

MAR 4.4 Exceptions

As Published: 2001

MAR 4.4 Exceptions

…

PERG 11.1 Background

As Published: 2006

PERG 11.1 Background

…

SUP 11.2 Purpose

As Published: 2004

SUP 11.2 Purpose

…

SUP 11.5 Form of notification by firms

As Published: 2004

SUP 11.5 Form of notification by firms

…

COBS 2.1 Acting honestly, fairly and professionally

As Published: 2007

COBS 2.1 Acting honestly, fairly and professionally

…

DISP 2.1 Purpose, interpretation and application

As Published: 2003

DISP 2.1 Purpose, interpretation and application

…

MAR 6.1 Application

As Published: 2007

MAR 6.1 Application

…

COND 2.1 Threshold condition 1: Legal status

As Published: 2002

COND 2.1 Threshold condition 1: Legal status

…

DISP 3.8 Dealing with information

As Published: 2004

DISP 3.8 Dealing with information

…

SUP 14.8 Further guidance

As Published: 2001

SUP 14.8 Further guidance

…