Search Result

161 - 180 of 767 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PR 5.5 Persons responsible for a prospectus

As Published: 2005

PR 5.5 Persons responsible for a prospectus

PERG 9.3 The definition

As Published: 2005

PERG 9.3 The definition

REC 5.2 Application process

As Published: 2007

REC 5.2 Application process

PERG 13.5 Exemptions from MiFID

As Published: 2007

PERG 13.5 Exemptions from MiFID

PERG 8.36 Illustrative tables

As Published: 2005

PERG 8.36 Illustrative tables

DTR 6.2 Filing information and use of language

As Published: 2007

DTR 6.2 Filing information and use of language

LR 5.4 Restoring listing

As Published: 2005

LR 5.4 Restoring listing

PR 3.4 Supplementary prospectus

As Published: 2007

PR 3.4 Supplementary prospectus

BIPRU 8.4 CAD Article 22 groups and investment firm consolidation waiver

As Published: 2007

BIPRU 8.4 CAD Article 22 groups and investment firm consolidation waiver

PERG 7.3 Does the activity require authorisation?

As Published: 2006

PERG 7.3 Does the activity require authorisation?

RCB 3.6 Fees and other matters

RCB 3.6 Fees and other matters

PERG 9.4 Collective investment scheme (section 235 of the Act)

As Published: 2005

PERG 9.4 Collective investment scheme (section 235 of the Act)

COLL 3.2 The instrument constituting the scheme

As Published: 2004

COLL 3.2 The instrument constituting the scheme

PERG 2.8 Exclusions applicable to particular regulated activities

As Published: 2005

PERG 2.8 Exclusions applicable to particular regulated activities

BIPRU 1.2 Definition of the trading book

As Published: 2007

BIPRU 1.2 Definition of the trading book

PERG 8.4 Invitation or inducement

As Published: 2005

PERG 8.4 Invitation or inducement

LR 2.1 Preliminary

As Published: 2005

LR 2.1 Preliminary

COBS 4.12 Unregulated collective investment schemes

As Published: 2007

COBS 4.12 Unregulated collective investment schemes

LR 5.1 Suspending listing

As Published: 2005

LR 5.1 Suspending listing

LR 12.6 Treasury shares

As Published: 2007

LR 12.6 Treasury shares