Search Result

81 - 100 of 889 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

BIPRU 8.5 Basis of consolidation

As Published: 2007

BIPRU 8.5 Basis of consolidation

PERG 9.10 Significance of being an open-ended investment company

As Published: 2005

PERG 9.10 Significance of being an open-ended investment company

REC 2.7 Access to facilities

As Published: 2004

REC 2.7 Access to facilities

CRED 2.2 Structure

As Published: 2007

CRED 2.2 Structure

SUP 12.7 Notification requirements

As Published: 2002

SUP 12.7 Notification requirements

SUP 5.1 Application and purpose

As Published: 2001

SUP 5.1 Application and purpose

PERG 5.12 Link between activities and the United Kingdom

As Published: 2005

PERG 5.12 Link between activities and the United Kingdom

PERG 8.12 Exemptions applying to all controlled activities

As Published: 2005

PERG 8.12 Exemptions applying to all controlled activities

PERG 2.4 Link between activities and the United Kingdom

As Published: 2007

PERG 2.4 Link between activities and the United Kingdom

SYSC 9.1 General rules on record-keeping

As Published: 2007

SYSC 9.1 General rules on record-keeping

REC 2.16A Operation of a multilateral trading facility

As Published: 2007

REC 2.16A Operation of a multilateral trading facility

DISP INTRO 1 Introduction

As Published: 2008

DISP INTRO 1 Introduction

TC 2.1 Assessing and maintaining competence

As Published: 2002

TC 2.1 Assessing and maintaining competence

MCOB 9.4 Content of illustrations

As Published: 2004

MCOB 9.4 Content of illustrations

CASS 1.2 General application: who? what?

As Published: 2003

CASS 1.2 General application: who? what?

BIPRU 8.3 Scope and basic consolidation requirements for non-EEA sub-groups

As Published: 2006

BIPRU 8.3 Scope and basic consolidation requirements for non-EEA sub-groups

MCOB 5.6 Content of illustrations

As Published: 2004

MCOB 5.6 Content of illustrations

COLL 5.6 Investment powers and borrowing limits for non-UCITS retail schemes

As Published: 2006

COLL 5.6 Investment powers and borrowing limits for non-UCITS retail schemes

GEN 5.1 Application and purpose

As Published: 2003

GEN 5.1 Application and purpose

PERG 7.3 Does the activity require authorisation?

As Published: 2006

PERG 7.3 Does the activity require authorisation?