Search Result

161 - 180 of 953 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 5.2 General investment powers and limits for UCITS schemes

As Published: 2005

COLL 5.2 General investment powers and limits for UCITS schemes

PRIN 2.1 The Principles

As Published: 2001

PRIN 2.1 The Principles

PERG 5.15 Illustrative tables

As Published: 2005

PERG 5.15 Illustrative tables

SUP 8.1 Application and purpose

As Published: 2003

SUP 8.1 Application and purpose

COLL 7.3 Winding up a solvent ICVC and terminating a sub-fund of an ICVC

As Published: 2004

COLL 7.3 Winding up a solvent ICVC and terminating a sub-fund of an ICVC

CASS 6.2 Holding of client assets

As Published: 2007

CASS 6.2 Holding of client assets

ICOBS 6.3 Pre- and post-contract information: pure protection contracts

As Published: 2008

ICOBS 6.3 Pre- and post-contract information: pure protection contracts

PERG 6.3 Background

As Published: 2005

PERG 6.3 Background

COBS 11.6 Use of dealing commission

As Published: 2007

COBS 11.6 Use of dealing commission

COBS 4.9 Financial promotions with an overseas element

As Published: 2007

COBS 4.9 Financial promotions with an overseas element

SUP 14.6 Cancelling qualification for authorisation

As Published: 2004

SUP 14.6 Cancelling qualification for authorisation

PERG 5.1 Application and purpose

As Published: 2005

PERG 5.1 Application and purpose

SUP 21.1 Form of waiver for energy market participants

As Published: 2003

SUP 21.1 Form of waiver for energy market participants

PRIN 3.1 Who?

As Published: 2007

PRIN 3.1 Who?

PERG 5.4 The business test

As Published: 2005

PERG 5.4 The business test

GEN 6.1 Insurance against financial penalties

As Published: 2003

GEN 6.1 Insurance against financial penalties

SUP App 3.6 Freedom to provide services

As Published: 2004

SUP App 3.6 Freedom to provide services

COBS 11.2 Best execution

As Published: 2007

COBS 11.2 Best execution

REC 6.7 Notification rules for overseas recognised bodies

As Published: 2001

REC 6.7 Notification rules for overseas recognised bodies

ICOBS 5.1 General

As Published: 2007

ICOBS 5.1 General