Search Result

141 - 160 of 920 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

CASS 5.5 Segregation and the operation of client money accounts

As Published: 2004

CASS 5.5 Segregation and the operation of client money accounts

PERG 8.36 Illustrative tables

As Published: 2005

PERG 8.36 Illustrative tables

PERG 8.21 Company statements, announcements and briefings

As Published: 2005

PERG 8.21 Company statements, announcements and briefings

SUP 14.3 Changes to cross border services

As Published: 2002

SUP 14.3 Changes to cross border services

SYSC 6.1 Compliance

As Published: 2006

SYSC 6.1 Compliance

SUP 15.2 Purpose

As Published: 2005

SUP 15.2 Purpose

COND 2.5 Threshold condition 5: Suitability

As Published: 2004

COND 2.5 Threshold condition 5: Suitability

BIPRU 13.7 Contractual netting

As Published: 2007

BIPRU 13.7 Contractual netting

LR 15.4 Continuing obligations

As Published: 2007

LR 15.4 Continuing obligations

SYSC 13.7 Processes and systems

As Published: 2007

SYSC 13.7 Processes and systems

LR 8.4 Role of a sponsor: transactions

As Published: 2007

LR 8.4 Role of a sponsor: transactions

PR App 1.1

As Published: 2005

PR App 1.1

RCB 3.5 Other notifications

As Published: 2008

RCB 3.5 Other notifications

CRED 10.1 Application and purpose

As Published: 2003

CRED 10.1 Application and purpose

BIPRU 8.3 Scope and basic consolidation requirements for non-EEA sub-groups

As Published: 2006

BIPRU 8.3 Scope and basic consolidation requirements for non-EEA sub-groups

DTR 4.1 Annual financial report

As Published: 2006

DTR 4.1 Annual financial report

REC 4.2D Suspension and removal of financial instruments from trading

As Published: 2007

REC 4.2D Suspension and removal of financial instruments from trading

SUP 11.5 Form of notification by firms

As Published: 2004

SUP 11.5 Form of notification by firms

COBS 19.4 Open market options

As Published: 2007

COBS 19.4 Open market options

LR 7.2 The Listing Principles

As Published: 2005

LR 7.2 The Listing Principles