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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

BIPRU 9.4 Traditional securitisation

As Published: 2006

BIPRU 9.4 Traditional securitisation

PERG 2.5 Investments and activities: general

As Published: 2006

PERG 2.5 Investments and activities: general

DTR 5.2 Acquisition or disposal of major proportions of voting rights

As Published: 2007

DTR 5.2 Acquisition or disposal of major proportions of voting rights

SUP App 2.15 Run-off plans for closed with-profits funds

As Published: 2005

SUP App 2.15 Run-off plans for closed with-profits funds

MAR 5.3 Trading process requirements

As Published: 2007

MAR 5.3 Trading process requirements

PERG 8.25 Advice must relate to an investment which is a security or contractually based investment

As Published: 2006

PERG 8.25 Advice must relate to an investment which is a security or contractually based investment

PERG 8.5 In the course of business

As Published: 2005

PERG 8.5 In the course of business

REC 6.3 Recognition requirements

As Published: 2004

REC 6.3 Recognition requirements

BIPRU 11.3 Disclosures: Information to be disclosed; Frequency, media and location of disclosures; Verification

As Published: 2007

BIPRU 11.3 Disclosures: Information to be disclosed; Frequency, media and location of disclosures; Verification

BIPRU 3.5 Simplified method of calculating risk weights

As Published: 2007

BIPRU 3.5 Simplified method of calculating risk weights

SUP 11.8 Changes in the circumstances of existing controllers

As Published: 2004

SUP 11.8 Changes in the circumstances of existing controllers

FIT 2.1 Honesty, integrity and reputation

As Published: 2003

FIT 2.1 Honesty, integrity and reputation

COBS 11.7 Personal account dealing

As Published: 2007

COBS 11.7 Personal account dealing

SUP 15.4 Notified persons

As Published: 2006

SUP 15.4 Notified persons

PERG 9.6 The investment condition (section 236(3) of the Act): general

As Published: 2005

PERG 9.6 The investment condition (section 236(3) of the Act): general

DEPP 4.1 Executive decision maker

As Published: 2007

DEPP 4.1 Executive decision maker

BIPRU 9.1 Application and purpose

As Published: 2006

BIPRU 9.1 Application and purpose

COBS 20.3 Principles and Practices of Financial Management

As Published: 2007

COBS 20.3 Principles and Practices of Financial Management

REC 2.16 Complaints

As Published: 2004

REC 2.16 Complaints

APER 4.4 Statement of Principle 4

As Published: 2001

APER 4.4 Statement of Principle 4