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Effective Period

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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 9.2 Introduction

As Published: 2005

PERG 9.2 Introduction

SYSC 7.1 Risk control

As Published: 2006

SYSC 7.1 Risk control

MCOB 5.6 Content of illustrations

As Published: 2004

MCOB 5.6 Content of illustrations

SUP 12.6 Continuing obligations of firms with appointed representatives or EEA tied agents

As Published: 2001

SUP 12.6 Continuing obligations of firms with appointed representatives or EEA tied agents

COND 2.4 Threshold condition 4: Adequate resources

As Published: 2004

COND 2.4 Threshold condition 4: Adequate resources

SUP 16.10 Verification of standing data

As Published: 2004

SUP 16.10 Verification of standing data

FEES 6.7 Payment of levies

As Published: 2006

FEES 6.7 Payment of levies

FIT 2.2 Competence and capability

As Published: 2007

FIT 2.2 Competence and capability

SYSC 4.2 Persons who effectively direct the business

As Published: 2002

SYSC 4.2 Persons who effectively direct the business

LR 8.6 Criteria for approval as a sponsor

As Published: 2005

LR 8.6 Criteria for approval as a sponsor

PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

As Published: 2005

PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

LR 10.8 Miscellaneous

As Published: 2007

LR 10.8 Miscellaneous

GENPRU 3.2 Third-country groups

As Published: 2007

GENPRU 3.2 Third-country groups

DEPP 7.1 Application and purpose

As Published: 2007

DEPP 7.1 Application and purpose

MAR 5.6 Reporting requirements

As Published: 2007

MAR 5.6 Reporting requirements

LR 5.2 Cancelling listing

As Published: 2007

LR 5.2 Cancelling listing

REC 2.2 Method of satisfying the recognition requirements

As Published: 2004

REC 2.2 Method of satisfying the recognition requirements

LR 9.6 Notifications

As Published: 2006

LR 9.6 Notifications

REC 6.6 Supervision

As Published: 2001

REC 6.6 Supervision

PERG 6.7 Examples

As Published: 2005

PERG 6.7 Examples