Search Result

241 - 260 of 547 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 7.4 Winding up an AUT and terminating a sub-fund of an AUT

As Published: 2004

COLL 7.4 Winding up an AUT and terminating a sub-fund of an AUT

PERG 8.1 Application and purpose

As Published: 2005

PERG 8.1 Application and purpose

SUP 11.5 Form of notification by firms

As Published: 2004

SUP 11.5 Form of notification by firms

SUP 13.1 Application and purpose

As Published: 2001

SUP 13.1 Application and purpose

PERG 8.6 Communicate

As Published: 2005

PERG 8.6 Communicate

FEES 5.8 Joining the Financial Ombudsman Service

As Published: 2006

FEES 5.8 Joining the Financial Ombudsman Service

COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

As Published: 2005

COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

REC 2.9 Transaction recording

As Published: 2004

REC 2.9 Transaction recording

CASS 6.4 Use of financial instruments

As Published: 2007

CASS 6.4 Use of financial instruments

COBS 9.6 Special rules for giving basic advice on a stakeholder product

As Published: 2007

COBS 9.6 Special rules for giving basic advice on a stakeholder product

COBS 11.6 Use of dealing commission

As Published: 2007

COBS 11.6 Use of dealing commission

TC 2.1 Assessing and maintaining competence

As Published: 2002

TC 2.1 Assessing and maintaining competence

MCOB 4.10 Home purchase plans

As Published: 2006

MCOB 4.10 Home purchase plans

PERG 2.7 Activities: a broad outline

As Published: 2006

PERG 2.7 Activities: a broad outline

PERG 6.1 Application

As Published: 2005

PERG 6.1 Application

FEES 6.4 Management expenses

As Published: 2007

FEES 6.4 Management expenses

LR 10.2 Classifying transactions

As Published: 2007

LR 10.2 Classifying transactions

PERG 11.2 Guidance on property investment clubs

As Published: 2006

PERG 11.2 Guidance on property investment clubs

MCOB 1.6 Application to mortgages in relation to the Consumer Credit Act 1974

As Published: 2004

MCOB 1.6 Application to mortgages in relation to the Consumer Credit Act 1974

FEES 6.7 Payment of levies

As Published: 2006

FEES 6.7 Payment of levies