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Section Provision

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 17.5 Requirements for states, regional and local authorities and public international bodies

As Published: 2006

LR 17.5 Requirements for states, regional and local authorities and public international bodies

…

REC 4.4 Complaints

As Published: 2001

REC 4.4 Complaints

…

DTR 6.1 Information requirements for issuers of shares and debt securities

As Published: 2006

DTR 6.1 Information requirements for issuers of shares and debt securities

…

SUP 8.5 Notification of altered circumstances relating to waivers

As Published: 2001

SUP 8.5 Notification of altered circumstances relating to waivers

…

PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

As Published: 2005

PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

…

PERG 14.5 The ‘by-way-of-business’ test

As Published: 2006

PERG 14.5 The ‘by-way-of-business’ test

…

SUP 16.9 Appointed representatives annual report

As Published: 2002

SUP 16.9 Appointed representatives annual report

…

MIPRU 4.1 Application and purpose

As Published: 2006

MIPRU 4.1 Application and purpose

…

DISP 2.1 Purpose, interpretation and application

As Published: 2003

DISP 2.1 Purpose, interpretation and application

…

COBS 4.1 Application

As Published: 2007

COBS 4.1 Application

…

LR 18.4 Continuing obligations

As Published: 2006

LR 18.4 Continuing obligations

…

REC 3.24 Transfers of ownership

As Published: 2007

REC 3.24 Transfers of ownership

…

SUP 7.3 Criteria for varying a firm's permission

As Published: 2004

SUP 7.3 Criteria for varying a firm's permission

…

LR 5.2 Cancelling listing

As Published: 2007

LR 5.2 Cancelling listing

…

PERG 9.2 Introduction

As Published: 2005

PERG 9.2 Introduction

…

MIPRU 3.1 Application and purpose

As Published: 2006

MIPRU 3.1 Application and purpose

…

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

As Published: 2004

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

…

SUP 14.4 Notices of proposed changes: form and delivery

As Published: 2001

SUP 14.4 Notices of proposed changes: form and delivery

…

LR 5.5 Miscellaneous

As Published: 2007

LR 5.5 Miscellaneous

…

REC 2.15 Discipline

As Published: 2004

REC 2.15 Discipline

…

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