Search Result

381 - 400 of 1037 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 9.4 Documents requiring prior approval

As Published: 2005

LR 9.4 Documents requiring prior approval

LR 13.6 Related party circulars

As Published: 2007

LR 13.6 Related party circulars

SUP 5.6 Confidential information and privilege

As Published: 2001

SUP 5.6 Confidential information and privilege

REC 4.3 Risk assessments for UK recognised bodies

As Published: 2001

REC 4.3 Risk assessments for UK recognised bodies

COBS 11.6 Use of dealing commission

As Published: 2007

COBS 11.6 Use of dealing commission

PRIN 3.4 General

As Published: 2004

PRIN 3.4 General

MAR 6.1 Application

As Published: 2007

MAR 6.1 Application

PERG 8.20 Additional restriction on the promotion of collective investment schemes

As Published: 2005

PERG 8.20 Additional restriction on the promotion of collective investment schemes

SUP 15.8 Notification in respect of particular products and services

As Published: 2001

SUP 15.8 Notification in respect of particular products and services

LR 16.3 Listing applications

As Published: 2005

LR 16.3 Listing applications

LR 5.5 Miscellaneous

As Published: 2007

LR 5.5 Miscellaneous

DEPP 4.2 Urgent statutory notice cases

As Published: 2007

DEPP 4.2 Urgent statutory notice cases

SUP 17.3 Reporting channels

As Published: 2007

SUP 17.3 Reporting channels

RCB 3.6 Fees and other matters

RCB 3.6 Fees and other matters

MCOB 7.6 Mortgages: event-driven information

As Published: 2004

MCOB 7.6 Mortgages: event-driven information

LR 7.2 The Listing Principles

As Published: 2005

LR 7.2 The Listing Principles

SUP 12.7 Notification requirements

As Published: 2002

SUP 12.7 Notification requirements

MAR 5.7 Pre-trade transparency requirements for shares

As Published: 2007

MAR 5.7 Pre-trade transparency requirements for shares

MAR 5.6 Reporting requirements

As Published: 2007

MAR 5.6 Reporting requirements

COLL 8.6 Termination, suspension, and schemes of arrangement

As Published: 2004

COLL 8.6 Termination, suspension, and schemes of arrangement