Search Result

181 - 200 of 756 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SYSC 12.1 Application

As Published: 2006

SYSC 12.1 Application

BIPRU 3.1 Application and purpose

As Published: 2006

BIPRU 3.1 Application and purpose

SUP 6.4 Applications for cancellation of permission

As Published: 2004

SUP 6.4 Applications for cancellation of permission

PERG 13.3 Investment Services and Activities

As Published: 2007

PERG 13.3 Investment Services and Activities

DISP 1.10 Complaints reporting rules

As Published: 2007

DISP 1.10 Complaints reporting rules

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

As Published: 2006

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

PERG 13.1 Introduction

As Published: 2007

PERG 13.1 Introduction

PR 2.5 Omission of information

As Published: 2005

PR 2.5 Omission of information

LR 9.5 Transactions

As Published: 2007

LR 9.5 Transactions

BIPRU 9.8 Use of ECAI credit assessments for the determination of applicable risk weights

As Published: 2007

BIPRU 9.8 Use of ECAI credit assessments for the determination of applicable risk weights

SUP 11.5 Form of notification by firms

As Published: 2004

SUP 11.5 Form of notification by firms

PR 2.2 Format of prospectus

As Published: 2005

PR 2.2 Format of prospectus

CASS 5.8 Safe keeping of client's documents and other assets

As Published: 2005

CASS 5.8 Safe keeping of client's documents and other assets

LR 10.4 Class 2 requirements

As Published: 2005

LR 10.4 Class 2 requirements

COBS 18.5 Operators of collective investment schemes

As Published: 2007

COBS 18.5 Operators of collective investment schemes

MIPRU 3.2 Professional indemnity insurance requirements

As Published: 2006

MIPRU 3.2 Professional indemnity insurance requirements

REC 3.1 Application and purpose

As Published: 2001

REC 3.1 Application and purpose

GENPRU 2.1 Calculation of capital resources requirements

As Published: 2006

GENPRU 2.1 Calculation of capital resources requirements

PERG 13.6 The recast Capital Adequacy Directive

As Published: 2007

PERG 13.6 The recast Capital Adequacy Directive

REC 6.7 Notification rules for overseas recognised bodies

As Published: 2001

REC 6.7 Notification rules for overseas recognised bodies