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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

RCB 3.6 Fees and other matters

RCB 3.6 Fees and other matters

CASS 5.5 Segregation and the operation of client money accounts

As Published: 2004

CASS 5.5 Segregation and the operation of client money accounts

SUP 7.1 Application and purpose

As Published: 2001

SUP 7.1 Application and purpose

PERG 8.6 Communicate

As Published: 2005

PERG 8.6 Communicate

SUP 17.1 Application

As Published: 2007

SUP 17.1 Application

PRIN 1.2 Clients and the Principles

As Published: 2004

PRIN 1.2 Clients and the Principles

SUP 16.2 Purpose

As Published: 2001

SUP 16.2 Purpose

SUP 11.8 Changes in the circumstances of existing controllers

As Published: 2004

SUP 11.8 Changes in the circumstances of existing controllers

SUP 13A.7 Top-up permission

As Published: 2007

SUP 13A.7 Top-up permission

CASS 6.2 Holding of client assets

As Published: 2007

CASS 6.2 Holding of client assets

DTR 6.3 Dissemination of information

As Published: 2007

DTR 6.3 Dissemination of information

SUP 8.5 Notification of altered circumstances relating to waivers

As Published: 2001

SUP 8.5 Notification of altered circumstances relating to waivers

CASS 6.1 Application

As Published: 2007

CASS 6.1 Application

DTR 5.4 Aggregation of managed holdings

As Published: 2007

DTR 5.4 Aggregation of managed holdings

SYSC 13.4 Requirements to notify the FSA

As Published: 2006

SYSC 13.4 Requirements to notify the FSA

PERG 9.4 Collective investment scheme (section 235 of the Act)

As Published: 2005

PERG 9.4 Collective investment scheme (section 235 of the Act)

SUP App 2.15 Run-off plans for closed with-profits funds

As Published: 2005

SUP App 2.15 Run-off plans for closed with-profits funds

PRIN 3.4 General

As Published: 2004

PRIN 3.4 General

COND 2.1 Threshold condition 1: Legal status

As Published: 2002

COND 2.1 Threshold condition 1: Legal status

SYSC 6.2 Internal audit

As Published: 2007

SYSC 6.2 Internal audit