Search Result

141 - 160 of 893 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 6.9 Independence, names and UCITS business restrictions

As Published: 2006

COLL 6.9 Independence, names and UCITS business restrictions

PERG 4.11 Link between activities and the United Kingdom

As Published: 2007

PERG 4.11 Link between activities and the United Kingdom

MAR 6.2 Purpose

As Published: 2007

MAR 6.2 Purpose

SUP 16.4 Annual controllers report

As Published: 2001

SUP 16.4 Annual controllers report

DEPP 1.2 Introduction to statutory notices

As Published: 2007

DEPP 1.2 Introduction to statutory notices

PERG 2.8 Exclusions applicable to particular regulated activities

As Published: 2005

PERG 2.8 Exclusions applicable to particular regulated activities

LR 17.3 Requirements with continuing application

As Published: 2006

LR 17.3 Requirements with continuing application

REC 1.2 Purpose, status and quotations

As Published: 2004

REC 1.2 Purpose, status and quotations

COLL 8.3 Investor relations

As Published: 2006

COLL 8.3 Investor relations

SUP 12.8 Termination of a relationship with an appointed representative or EEA tied agent

As Published: 2004

SUP 12.8 Termination of a relationship with an appointed representative or EEA tied agent

COND 1.2 Purpose

As Published: 2007

COND 1.2 Purpose

SUP 8.2 Introduction

As Published: 2003

SUP 8.2 Introduction

DEPP 5.1 Settlement decision makers

As Published: 2007

DEPP 5.1 Settlement decision makers

SUP 3.8 Rights and duties of auditors

As Published: 2004

SUP 3.8 Rights and duties of auditors

SUP 12.6 Continuing obligations of firms with appointed representatives or EEA tied agents

As Published: 2001

SUP 12.6 Continuing obligations of firms with appointed representatives or EEA tied agents

SUP 8.4 Reliance on waivers

As Published: 2001

SUP 8.4 Reliance on waivers

LR App 1.1 Relevant definitions

As Published: 2005

LR App 1.1 Relevant definitions

SUP 17.1 Application

As Published: 2007

SUP 17.1 Application

SUP 12.9 Record keeping

As Published: 2004

SUP 12.9 Record keeping

PERG 9.3 The definition

As Published: 2005

PERG 9.3 The definition