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SUP App 3.9 Mapping of MiFID, Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

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LR App 1.1 Relevant definitions

As Published: 2005

LR App 1.1 Relevant definitions

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SUP 6.4 Applications for cancellation of permission

As Published: 2004

SUP 6.4 Applications for cancellation of permission

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BIPRU 14.3 Unsettled transactions

As Published: 2006

BIPRU 14.3 Unsettled transactions

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SUP 11.9 Changes in close links

As Published: 2004

SUP 11.9 Changes in close links

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LR 15.2 Requirements for listing

As Published: 2007

LR 15.2 Requirements for listing

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PERG 2.4 Link between activities and the United Kingdom

As Published: 2007

PERG 2.4 Link between activities and the United Kingdom

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SUP 18.3 Insurance business transfers outside the United Kingdom

As Published: 2001

SUP 18.3 Insurance business transfers outside the United Kingdom

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SUP 12.4 What must a firm do when it appoints an appointed representative or an EEA tied agent?

FIT 2.1 Honesty, integrity and reputation

SUP 15.3 General notification requirements

LR 9.4 Documents requiring prior approval

BIPRU 14.1 Application and purpose

LR 14.3 Continuing obligations

DTR 6.4 Choice of Home State and notifications by third country issuers

REC 6A.1 Exercise of passport rights by EEA market operator

CASS 6.3 Depositing assets with third parties

MAR 5.6 Reporting requirements

LR 18.2 Requirements for listing

BIPRU 9.10 Reduction in risk-weighted exposure amounts

SUP App 3.9 Mapping of MiFID, Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order