Search Result

121 - 140 of 659 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

As Published: 2006

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

LR 14.3 Continuing obligations

As Published: 2006

LR 14.3 Continuing obligations

SUP 16.1 Application

As Published: 2001

SUP 16.1 Application

LR 14.2 Requirements for listing

As Published: 2007

LR 14.2 Requirements for listing

LR 10.2 Classifying transactions

As Published: 2007

LR 10.2 Classifying transactions

PERG 8.28 Advice or information

As Published: 2005

PERG 8.28 Advice or information

COLL 3.2 The instrument constituting the scheme

As Published: 2004

COLL 3.2 The instrument constituting the scheme

PERG 13.1 Introduction

As Published: 2007

PERG 13.1 Introduction

LR 10.1 Preliminary

As Published: 2005

LR 10.1 Preliminary

PR App 1.1

As Published: 2005

PR App 1.1

PERG 8.9 Circumstances where the restriction in section 21 does not apply

As Published: 2005

PERG 8.9 Circumstances where the restriction in section 21 does not apply

PERG 8.23 Regulated activities

As Published: 2006

PERG 8.23 Regulated activities

SUP 18.2 Insurance business transfers

As Published: 2004

SUP 18.2 Insurance business transfers

SUP 13A.6 Which rules will an incoming EEA firm be subject to?

As Published: 2007

SUP 13A.6 Which rules will an incoming EEA firm be subject to?

PERG 2.2 Introduction

As Published: 2007

PERG 2.2 Introduction

SUP 12.5 Contracts: required terms

As Published: 2002

SUP 12.5 Contracts: required terms

COBS 18.11 Authorised professional firms

As Published: 2007

COBS 18.11 Authorised professional firms

PERG 9.2 Introduction

As Published: 2005

PERG 9.2 Introduction

SYSC 4.1 General requirements

As Published: 2002

SYSC 4.1 General requirements

COLL 7.4 Winding up an AUT and terminating a sub-fund of an AUT

As Published: 2004

COLL 7.4 Winding up an AUT and terminating a sub-fund of an AUT