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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 14.7 Cancellation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives

As Published: 2001

SUP 14.7 Cancellation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives

INSPRU 9.1 Actions for damages

As Published: 2006

INSPRU 9.1 Actions for damages

COBS 10.4 Assessing appropriateness: when it need not be done

As Published: 2007

COBS 10.4 Assessing appropriateness: when it need not be done

COBS 11.3 Client order handling

As Published: 2007

COBS 11.3 Client order handling

APER 4.3 Statement of Principle 3

As Published: 2007

APER 4.3 Statement of Principle 3

APER 3.2 Factors relating to all Statements of Principle

As Published: 2001

APER 3.2 Factors relating to all Statements of Principle

APER 3.3 Factors relating to Statements of Principle 5 to 7

As Published: 2001

APER 3.3 Factors relating to Statements of Principle 5 to 7

SUP 3.7 Notification of matters raised by auditor

As Published: 2004

SUP 3.7 Notification of matters raised by auditor

RCB 2.1 Application and purpose of chapter

As Published: 2008

RCB 2.1 Application and purpose of chapter

FEES 5.7 Payment

As Published: 2006

FEES 5.7 Payment

PRIN 2.1 The Principles

As Published: 2001

PRIN 2.1 The Principles

DTR 2.7 Dealing with rumours

As Published: 2005

DTR 2.7 Dealing with rumours

SUP App 2.1 Application

As Published: 2004

SUP App 2.1 Application

CASS 3.1 Application and Purpose

As Published: 2007

CASS 3.1 Application and Purpose

BIPRU 9.13 Securitisations of revolving exposures with early amortisation provisions

As Published: 2007

BIPRU 9.13 Securitisations of revolving exposures with early amortisation provisions

COBS 18.8 OPS firms - non scope business

As Published: 2007

COBS 18.8 OPS firms - non scope business

COBS 20.3 Principles and Practices of Financial Management

As Published: 2007

COBS 20.3 Principles and Practices of Financial Management

MAR 1.8 Market abuse (dissemination)

As Published: 2001

MAR 1.8 Market abuse (dissemination)

LR 9.1 Preliminary

As Published: 2005

LR 9.1 Preliminary

LR 6.1 Application

As Published: 2005

LR 6.1 Application