Search Result

561 - 580 of 591 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 10.8 Miscellaneous

As Published: 2007

LR 10.8 Miscellaneous

COLL 8.2 Constitution

As Published: 2007

COLL 8.2 Constitution

PRIN 3.1 Who?

As Published: 2007

PRIN 3.1 Who?

SUP 3.4 Auditors' qualifications

As Published: 2007

SUP 3.4 Auditors' qualifications

RCB 1.1 Introduction to sourcebook

As Published: 2008

RCB 1.1 Introduction to sourcebook

SYSC 2.1 Apportionment of Responsibilities

As Published: 2002

SYSC 2.1 Apportionment of Responsibilities

REC 3.14 Products, services and normal hours of operation

As Published: 2007

REC 3.14 Products, services and normal hours of operation

MAR 1.8 Market abuse (dissemination)

As Published: 2001

MAR 1.8 Market abuse (dissemination)

FIT 2.1 Honesty, integrity and reputation

As Published: 2003

FIT 2.1 Honesty, integrity and reputation

CASS 5.3 Statutory trust

As Published: 2004

CASS 5.3 Statutory trust

REC 6.6 Supervision

As Published: 2001

REC 6.6 Supervision

REC 3.15 Suspension of services and inability to operate facilities

As Published: 2007

REC 3.15 Suspension of services and inability to operate facilities

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

As Published: 2006

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

SUP 9.3 Giving individual guidance to a firm on the FSA's own initiative

As Published: 2004

SUP 9.3 Giving individual guidance to a firm on the FSA's own initiative

LR 5.1 Suspending listing

As Published: 2005

LR 5.1 Suspending listing

PR 4.1 Use of languages

As Published: 2005

PR 4.1 Use of languages

FEES 1.1 Application and Purpose

As Published: 2005

FEES 1.1 Application and Purpose

PR App 1.1

As Published: 2005

PR App 1.1

REC 3.4 Key individuals and internal organisation

As Published: 2007

REC 3.4 Key individuals and internal organisation

SUP 11.5 Form of notification by firms

As Published: 2004

SUP 11.5 Form of notification by firms