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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP App 3.9 Mapping of MiFID, Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

As Published: 2004

SUP App 3.9 Mapping of MiFID, Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

SUP 5.5 Duties of firms

As Published: 2007

SUP 5.5 Duties of firms

LR 5.4 Restoring listing

As Published: 2005

LR 5.4 Restoring listing

SUP 12.7 Notification requirements

As Published: 2002

SUP 12.7 Notification requirements

LR 15.4 Continuing obligations

As Published: 2007

LR 15.4 Continuing obligations

DEPP 1.2 Introduction to statutory notices

As Published: 2007

DEPP 1.2 Introduction to statutory notices

CASS 6.1 Application

As Published: 2007

CASS 6.1 Application

COLL 8.1 Introduction

As Published: 2007

COLL 8.1 Introduction

LR 10.8 Miscellaneous

As Published: 2007

LR 10.8 Miscellaneous

FEES 6.7 Payment of levies

As Published: 2006

FEES 6.7 Payment of levies

SUP 8.2 Introduction

As Published: 2003

SUP 8.2 Introduction

COLL 6.2 Dealing

As Published: 2005

COLL 6.2 Dealing

LR 2.2 Requirements for all securities

As Published: 2007

LR 2.2 Requirements for all securities

SUP 14.1 Application and purpose

As Published: 2001

SUP 14.1 Application and purpose

SYSC 13.9 Outsourcing

As Published: 2006

SYSC 13.9 Outsourcing

MAR 5.3 Trading process requirements

As Published: 2007

MAR 5.3 Trading process requirements

LR 9.5 Transactions

As Published: 2007

LR 9.5 Transactions

SUP 13.4 Providing cross border services into another EEA State

As Published: 2001

SUP 13.4 Providing cross border services into another EEA State

MAR 5.7 Pre-trade transparency requirements for shares

As Published: 2007

MAR 5.7 Pre-trade transparency requirements for shares

PR 2.5 Omission of information

As Published: 2005

PR 2.5 Omission of information