Search Result

361 - 380 of 758 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DTR 1A.1 Application and purpose (Transparency rules)

As Published: 2006

DTR 1A.1 Application and purpose (Transparency rules)

BIPRU 4.5 The IRB approach: Specialised lending exposures

As Published: 2007

BIPRU 4.5 The IRB approach: Specialised lending exposures

MAR 5.3 Trading process requirements

As Published: 2007

MAR 5.3 Trading process requirements

REC 3.2 Form and method of notification

As Published: 2001

REC 3.2 Form and method of notification

GEN 5.1 Application and purpose

As Published: 2003

GEN 5.1 Application and purpose

BIPRU 3.6 Use of rating agencies' credit assessments for the determination of risk weights under the standardised approach to credit risk

As Published: 2006

BIPRU 3.6 Use of rating agencies' credit assessments for the determination of risk weights under the standardised approach to credit risk

PR 4.2 Third country issuers

As Published: 2005

PR 4.2 Third country issuers

PERG 12.2 Establishing, operating or winding up a personal pension scheme

As Published: 2006

PERG 12.2 Establishing, operating or winding up a personal pension scheme

COBS 13.1 The obligation to prepare product information

As Published: 2007

COBS 13.1 The obligation to prepare product information

CASS 3.1 Application and Purpose

As Published: 2007

CASS 3.1 Application and Purpose

DISP App 1.3 Remortgaging

As Published: 2008

DISP App 1.3 Remortgaging

CASS 5.2 Holding money as agent of insurance undertaking

As Published: 2004

CASS 5.2 Holding money as agent of insurance undertaking

PERG 8.4 Invitation or inducement

As Published: 2005

PERG 8.4 Invitation or inducement

SUP 4.1 Application

As Published: 2003

SUP 4.1 Application

PERG 7.3 Does the activity require authorisation?

As Published: 2006

PERG 7.3 Does the activity require authorisation?

SYSC 10.2 Chinese walls

As Published: 2007

SYSC 10.2 Chinese walls

LR 3.3 Equity securities

As Published: 2007

LR 3.3 Equity securities

COBS 18.9 ICVCs

As Published: 2007

COBS 18.9 ICVCs

PRIN 4.1 Principles: MiFID business

As Published: 2007

PRIN 4.1 Principles: MiFID business

FEES 6.1 Application

As Published: 2005

FEES 6.1 Application