Search Result

321 - 340 of 987 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 3.5 Block listing

As Published: 2007

LR 3.5 Block listing

RCB 3.6 Fees and other matters

RCB 3.6 Fees and other matters

PERG 5.13 Appointed representatives

As Published: 2005

PERG 5.13 Appointed representatives

PRIN 1.1 Application and purpose

As Published: 2001

PRIN 1.1 Application and purpose

REC 4.2 The supervisory relationship with UK recognised bodies

As Published: 2007

REC 4.2 The supervisory relationship with UK recognised bodies

ICOBS 6.4 Pre- and post-contract information: protection policies

As Published: 2008

ICOBS 6.4 Pre- and post-contract information: protection policies

FIT 2.1 Honesty, integrity and reputation

As Published: 2003

FIT 2.1 Honesty, integrity and reputation

PRIN 3.2 What?

As Published: 2004

PRIN 3.2 What?

SUP 5.5 Duties of firms

As Published: 2007

SUP 5.5 Duties of firms

BIPRU 5.6 Master netting agreements

As Published: 2006

BIPRU 5.6 Master netting agreements

PERG 1.4 General guidance to be found in PERG

As Published: 2006

PERG 1.4 General guidance to be found in PERG

COLL 6.4 Title and registers

As Published: 2004

COLL 6.4 Title and registers

COLL 6.8 Income: accounting, allocation and distribution

As Published: 2006

COLL 6.8 Income: accounting, allocation and distribution

LR 4.1 Application and Purpose

As Published: 2005

LR 4.1 Application and Purpose

PERG 10.2 General issues

As Published: 2006

PERG 10.2 General issues

GEN 5.1 Application and purpose

As Published: 2003

GEN 5.1 Application and purpose

REC 1.2 Purpose, status and quotations

As Published: 2004

REC 1.2 Purpose, status and quotations

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

As Published: 2006

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

LR 17.1 Application

As Published: 2005

LR 17.1 Application

COND 1.2 Purpose

As Published: 2007

COND 1.2 Purpose