Search Result

261 - 280 of 897 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DTR 6.1 Information requirements for issuers of shares and debt securities

As Published: 2006

DTR 6.1 Information requirements for issuers of shares and debt securities

RCB 3.6 Fees and other matters

RCB 3.6 Fees and other matters

PRIN 1.1 Application and purpose

As Published: 2001

PRIN 1.1 Application and purpose

SYSC 13.2 Purpose

As Published: 2006

SYSC 13.2 Purpose

BIPRU 9.2 Approach to be used

As Published: 2007

BIPRU 9.2 Approach to be used

PERG 9.6 The investment condition (section 236(3) of the Act): general

As Published: 2005

PERG 9.6 The investment condition (section 236(3) of the Act): general

SYSC 13.8 External events and other changes

As Published: 2006

SYSC 13.8 External events and other changes

LR 19.2 Requirements for listing

As Published: 2005

LR 19.2 Requirements for listing

COBS 18.5 Operators of collective investment schemes

As Published: 2007

COBS 18.5 Operators of collective investment schemes

LR 5.1 Suspending listing

As Published: 2005

LR 5.1 Suspending listing

BIPRU 8.8 Advanced prudential calculation approaches

As Published: 2006

BIPRU 8.8 Advanced prudential calculation approaches

SUP 9.3 Giving individual guidance to a firm on the FSA's own initiative

As Published: 2004

SUP 9.3 Giving individual guidance to a firm on the FSA's own initiative

COND 1.3 General

As Published: 2001

COND 1.3 General

REC 2.4 Suitability

As Published: 2004

REC 2.4 Suitability

REC 2.8 Settlement and clearing services

As Published: 2004

REC 2.8 Settlement and clearing services

COBS 6.1 Information about the firm and compensation information

As Published: 2007

COBS 6.1 Information about the firm and compensation information

PERG 5.3 Contracts of insurance

As Published: 2005

PERG 5.3 Contracts of insurance

SYSC 4.2 Persons who effectively direct the business

As Published: 2002

SYSC 4.2 Persons who effectively direct the business

PERG 13.5A Child trust funds and MiFID

As Published: 2008

PERG 13.5A Child trust funds and MiFID

SUP 3.8 Rights and duties of auditors

As Published: 2004

SUP 3.8 Rights and duties of auditors