Search Result

201 - 220 of 837 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

CASS 1.2 General application: who? what?

As Published: 2003

CASS 1.2 General application: who? what?

SUP 14.6 Cancelling qualification for authorisation

As Published: 2004

SUP 14.6 Cancelling qualification for authorisation

PERG 2.9 Regulated activities: exclusions applicable in certain circumstances

As Published: 2005

PERG 2.9 Regulated activities: exclusions applicable in certain circumstances

SUP 3.5 Auditors' independence

As Published: 2001

SUP 3.5 Auditors' independence

REC 3.18 Membership

As Published: 2001

REC 3.18 Membership

SUP 7.3 Criteria for varying a firm's permission

As Published: 2004

SUP 7.3 Criteria for varying a firm's permission

SUP 7.2 The FSA's powers to set individual requirements on its own initiative

As Published: 2007

SUP 7.2 The FSA's powers to set individual requirements on its own initiative

LR 17.3 Requirements with continuing application

As Published: 2006

LR 17.3 Requirements with continuing application

BIPRU 7.2 Interest rate PRR

As Published: 2007

BIPRU 7.2 Interest rate PRR

SUP 16.10 Verification of standing data

As Published: 2004

SUP 16.10 Verification of standing data

FEES 6.4 Management expenses

As Published: 2007

FEES 6.4 Management expenses

LR App 1.1 Relevant definitions

As Published: 2005

LR App 1.1 Relevant definitions

RCB 2.3 Determination of registration

As Published: 2008

RCB 2.3 Determination of registration

REC 3.6 Constitution and governance

As Published: 2001

REC 3.6 Constitution and governance

CRED 8.3 Version 1 credit unions

As Published: 2005

CRED 8.3 Version 1 credit unions

MAR 6.4 Systematic internaliser reporting requirement

As Published: 2007

MAR 6.4 Systematic internaliser reporting requirement

REC 2.4 Suitability

As Published: 2004

REC 2.4 Suitability

DISP 4.2 Standard terms

As Published: 2005

DISP 4.2 Standard terms

RCB 2.2 Applying for registration

As Published: 2008

RCB 2.2 Applying for registration

BIPRU 5.4 Financial collateral

As Published: 2006

BIPRU 5.4 Financial collateral