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REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

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SUP 13A.7 Top-up permission

As Published: 2007

SUP 13A.7 Top-up permission

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CASS 3.1 Application and Purpose

As Published: 2007

CASS 3.1 Application and Purpose

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SUP 11.2 Purpose

As Published: 2004

SUP 11.2 Purpose

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COLL 5.3 Derivative exposure

As Published: 2005

COLL 5.3 Derivative exposure

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SUP 8.6 Publication of waivers

As Published: 2004

SUP 8.6 Publication of waivers

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COLL 8.4 Investment and borrowing powers

DTR 2.2 Disclosure of inside information

COBS 12.2 Investment research

MAR 1.3 Market abuse (insider dealing)

SUP 17.4 Information in transaction reports

SUP 17.1 Application

LR 11.1 Related party transactions

INSPRU 8.2 Special provisions for Lloyd's

SUP 16.3 General provisions on reporting

INSPRU 3.1 Market risk in insurance

SUP 4.2 Purpose

SUP 13A.2 EEA firms and Treaty firms

PERG 10.4 Pension scheme service providers other than trustees

ICOBS 2.1 Client categorisation

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

SUP 13A.7 Top-up permission

CASS 3.1 Application and Purpose

SUP 11.2 Purpose

COLL 5.3 Derivative exposure

SUP 8.6 Publication of waivers