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REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

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MCOB 7.6 Mortgages: event-driven information

As Published: 2004

MCOB 7.6 Mortgages: event-driven information

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PR 1.1 Preliminary

As Published: 2005

PR 1.1 Preliminary

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COBS 17.1 Providing information to claimants and dealing with claims

As Published: 2007

COBS 17.1 Providing information to claimants and dealing with claims

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PRIN 4.1 Principles: MiFID business

As Published: 2007

PRIN 4.1 Principles: MiFID business

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SUP 21.1 Form of waiver for energy market participants

As Published: 2003

SUP 21.1 Form of waiver for energy market participants

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DISP App 1.5 Additional considerations

As Published: 2005

DISP App 1.5 Additional considerations

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Similar To

LR 13.8 Other circulars

BIPRU 7.3 Equity PRR and basic interest rate PRR for equity derivatives

SYSC 13.2 Purpose

SUP 7.3 Criteria for varying a firm's permission

SUP 3.8 Rights and duties of auditors

BIPRU 11.2 Basis of disclosures

BIPRU 11.4 Technical criteria on disclosure: General criteria

MIPRU 3.1 Application and purpose

REC 4.5 FSA supervision of action by UK recognised bodies under their default rules

COLL 6.9 Independence, names and UCITS business restrictions

COLL 6.4 Title and registers

REC 2.17 Recognition requirements relating to the default rules of UK recognised bodies

PERG 2.9 Regulated activities: exclusions applicable in certain circumstances

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading