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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 4.2E Information: compliance of UK RIEs with the MiFID Regulation

As Published: 2007

REC 4.2E Information: compliance of UK RIEs with the MiFID Regulation

SUP 13A.8 Sources of further information

As Published: 2006

SUP 13A.8 Sources of further information

REC 3.23 Default

As Published: 2001

REC 3.23 Default

DTR 5.2 Acquisition or disposal of major proportions of voting rights

As Published: 2007

DTR 5.2 Acquisition or disposal of major proportions of voting rights

DISP 1.4 Complaints resolution rules

As Published: 2003

DISP 1.4 Complaints resolution rules

COBS 6.4 Disclosure of charges, remuneration and commission

As Published: 2007

COBS 6.4 Disclosure of charges, remuneration and commission

SYSC 13.8 External events and other changes

As Published: 2006

SYSC 13.8 External events and other changes

MCOB 12.4 Arrears charges: regulated mortgage contracts

As Published: 2004

MCOB 12.4 Arrears charges: regulated mortgage contracts

MCOB 2.4 High pressure sales: regulated mortgage contracts and home reversion plans

As Published: 2006

MCOB 2.4 High pressure sales: regulated mortgage contracts and home reversion plans

MCOB 2.5 Reliance on others

As Published: 2006

MCOB 2.5 Reliance on others

SUP 3.2 Purpose

As Published: 2001

SUP 3.2 Purpose

DISP 4.2 Standard terms

As Published: 2005

DISP 4.2 Standard terms

DISP 3.2 Jurisdiction

As Published: 2007

DISP 3.2 Jurisdiction

CASS 6.3 Depositing assets with third parties

As Published: 2007

CASS 6.3 Depositing assets with third parties

DEPP 2.2 Warning notices and first supervisory notices

As Published: 2007

DEPP 2.2 Warning notices and first supervisory notices

DEPP 7.1 Application and purpose

As Published: 2007

DEPP 7.1 Application and purpose

SUP 21.1 Form of waiver for energy market participants

As Published: 2003

SUP 21.1 Form of waiver for energy market participants

LR 4.3 Approval and publication of listing particulars

As Published: 2005

LR 4.3 Approval and publication of listing particulars

DTR 5.8 Procedures for the notification and disclosure of major holdings

As Published: 2007

DTR 5.8 Procedures for the notification and disclosure of major holdings

LR 10.4 Class 2 requirements

As Published: 2005

LR 10.4 Class 2 requirements