Search Result

461 - 480 of 904 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 8.2 When a sponsor must be appointed or its assistance obtained

As Published: 2007

LR 8.2 When a sponsor must be appointed or its assistance obtained

LR 12.5 Purchase of own securities other than equity shares

As Published: 2007

LR 12.5 Purchase of own securities other than equity shares

COBS 2.2 Information disclosure before providing services

As Published: 2007

COBS 2.2 Information disclosure before providing services

PERG 7.5 When is it appropriate to apply for a certificate?

As Published: 2005

PERG 7.5 When is it appropriate to apply for a certificate?

DEPP 6.5 Determining the appropriate level of financial penalty

As Published: 2007

DEPP 6.5 Determining the appropriate level of financial penalty

DTR 6.3 Dissemination of information

As Published: 2007

DTR 6.3 Dissemination of information

APER 4.7 Statement of Principle 7

As Published: 2006

APER 4.7 Statement of Principle 7

SUP 13.1 Application and purpose

As Published: 2001

SUP 13.1 Application and purpose

CRED App 1.1 This is the table referred to in CRED 2.2.2G.

As Published: 2002

CRED App 1.1 This is the table referred to in CRED 2.2.2G.

REC 2.1 Introduction

As Published: 2005

REC 2.1 Introduction

SUP 11.2 Purpose

As Published: 2004

SUP 11.2 Purpose

PERG 1.3 Status of guidance

As Published: 2005

PERG 1.3 Status of guidance

SUP 16.2 Purpose

As Published: 2001

SUP 16.2 Purpose

REC 2.7 Access to facilities

As Published: 2004

REC 2.7 Access to facilities

PERG 8.24 Advising on investments

As Published: 2005

PERG 8.24 Advising on investments

BIPRU 7.9 Use of a CAD 1 model

As Published: 2007

BIPRU 7.9 Use of a CAD 1 model

PERG 6.4 Limitations of this guidance

As Published: 2005

PERG 6.4 Limitations of this guidance

COND 2.1 Threshold condition 1: Legal status

As Published: 2002

COND 2.1 Threshold condition 1: Legal status

REC 3.4 Key individuals and internal organisation

As Published: 2007

REC 3.4 Key individuals and internal organisation

PERG 4.15 Mortgage activities carried on by 'packagers'

As Published: 2005

PERG 4.15 Mortgage activities carried on by 'packagers'